Search for: "PRUDENT FIDUCIARY SERVICES, LLC"
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25 Feb 2011, 1:02 am
TPA’s Embezzlement Guilty Plea Reminds Plan Sponsors, Fiduciaries & Service Providers To Ensure Fiduciaries, Administrators & Staff Prudently Selected, Monitored & Bonded The guilty plea of an Ohio-based third-party administrator to embezzlement of $1 million in plan assets reminds employers and other employee benefit plan sponsors and members of their management participating in plan related activities, plan administrators and other plan… [read post]
22 Oct 2018, 3:17 am
Further, “New York case law is replete with cases demonstrating that a managing member of an LLC has a fiduciary duty to other members of the LLC. [read post]
31 Jul 2013, 5:10 pm
The four plan sponsors are closely affiliated with Lexington-based Revstone Industries LLC and Spara LLC. [read post]
19 Mar 2012, 4:00 am
Kagan provided consulting services starting in early 2003 and, in 2006, became a member of the Onshore and Offshore Managers. [read post]
13 Dec 2023, 1:39 pm
This includes making informed decisions, conducting due diligence, and acting prudently. [read post]
13 Jun 2017, 5:00 am
© 2017 Vandenack Weaver LLC For more information, Contact Us SOURCES: http://www.investmentnews.com/article/20170608/FREE/170609941/the-disclosure-401-k-advisers-may-be-missing-under-the-dol-fiduciary? [read post]
23 May 2010, 5:54 pm
See also article on Fiduciary Duties in an LLC. [read post]
20 Apr 2016, 6:00 am
Parker MacIntyre, LLC provides legal and compliance services to investment advisers, broker dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
7 Mar 2018, 3:11 am
In light of the survey results and the impending full implementation of the new fiduciary rule, it seems prudent to revisit the roles and responsibilities of a plan fiduciary and to evaluate the new rule’s impact. [read post]
7 Mar 2018, 3:11 am
In light of the survey results and the impending full implementation of the new fiduciary rule, it seems prudent to revisit the roles and responsibilities of a plan fiduciary and to evaluate the new rule’s impact. [read post]
1 Apr 2012, 2:17 pm
Nevertheless, it is prudent to do so. [read post]
20 Dec 2021, 4:44 pm
As implemented and enforced by the Department of Health & Human Services Office of Civil Rights (“OCR”), HIPAA generally requires that health plans, health care providers, healthcare clearinghouses and their service providers that qualify as business associates (hereafter “covered entities”) safeguard the privacy and security of individually identifiable protected health information (“protected health information”) in paper, electronic or… [read post]
2 Nov 2014, 11:29 am
The order also held Bruister Family LLC liable with all defendants for $885,065 and jointly liable with Bruister for $390,604. [read post]
19 Mar 2021, 8:15 am
Plan sponsors and plan fiduciaries, and vendors, advisors and other service providers: Take notice! [read post]
28 Mar 2010, 11:30 pm
in good faith and with that degree of care that an ordinarily prudent person in a like position would use under similar circumstances. [read post]
8 Oct 2019, 4:51 am
According to the court, the respondents sufficiently pleaded that no prudent fiduciary could have concluded that earlier disclosure would do more harm than good. [read post]
23 Apr 2019, 2:29 am
" Another is that courts may allow offsets for services rendered by the fiduciary. [read post]
12 Feb 2024, 6:07 am
The complaint summarizes that “[n]o prudent fiduciary would agree to make its plan and beneficiaries pay a price that is two-hundred-and fifty times higher than the price available to any individual who just walks into a pharmacy and pays out-of-pocket. [read post]
28 May 2018, 6:57 am
American Century Services, LLC et al – United States District Court – Western District of Missouri – May 22, 2018) involves a claim under the Employee Retirement Income Security Act of 1974 (ERISA). [read post]
28 Jan 2023, 7:32 am
That assault is undertaken through sideways strategies, ESG included, that seeks to transform purpose by changing the focus of fiduciary duty (and director discretion in decision making), and by adding categories of risk into decision-making analytics. [read post]
